In a significant enforcement action, the Securities and Exchange Commission (SEC) has fined New York-based broker-dealer OTC Link $1.19 million for failing to file Suspicious Activity Reports (SARs) over a period of three years.
Read MoreIn a significant enforcement action, the Securities and Exchange Commission (SEC) has fined New York-based broker-dealer OTC Link $1.19 million for failing to file Suspicious Activity Reports (SARs) over a period of three years.
Read MoreThe U.S. Securities and Exchange Commission (SEC) has intensified its crackdown on cryptocurrency fraud with a recent complaint against NovaTech, a company operated by Cynthia and Eddy Petion.
Read MoreMorgan Stanley, the largest wealth manager in the United States, could be in hot water with regulators following its decision to allow financial advisers to promote Bitcoin exchange-traded funds (ETFs) to high-net-worth clients.
Read MoreIn a landmark decision, U.S. District Judge Analisa Torres has ruled on the Ripple SEC lawsuit, delivering a substantial blow to the U.S. Securities and Exchange Commission’s (SEC) massive financial demands.
Read MoreIn a significant development for the cryptocurrency industry, the US Securities and Exchange Commission (SEC) has revised its lawsuit against Binance, the world’s leading crypto exchange.
Read MoreThe United States Securities and Exchange Commission (SEC) has reportedly given "preliminary approval" to at least three asset managers for their spot Ether (ETH) exchange-traded funds (ETFs), potentially paving the way for these investment vehicles to begin trading as early as next Tuesday.
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